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Remarks by Commissioner Caroline D. Pham at CFTC Chairman’s Town Hall
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Foreign Boards of Trade Final Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Filing of Complaint in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on SEC v. Jarkesy
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham on Japan Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on EU Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Mexico Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on UK Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Settlement Order with Trafigura Trading LLC
Commissioner Caroline D. Pham
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Achieving Growth and Progress: Statement of Commissioner Caroline D. Pham at the Global Markets Advisory Committee June 4 Meeting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Reasonable Accommodation
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham at the 2024 CFTC Chairman’s Honorary Awards Ceremony
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham on Novel U.S. Location Test and FCM Registration
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal
Commissioner Caroline D. Pham
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The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Large Trader Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Dealer Financial Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Execution Facilities (SEF) Confirmation Requirements Final Rule
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Before the Agriculture Advisory Committee
Commissioner Caroline D. Pham
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Grace and Grit, Remarks of Commissioner Caroline D. Pham, Recipient of the 2024 Belva Ann Lockwood Award, The George Washington University Law School and Law Association of Women
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Order Regarding Australia and New Zealand Banking Group Ltd.
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding KuCoin Complaint
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Administrative Proceedings
Commissioner Caroline D. Pham
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